From Epistemic Authority to Generative Relation - Rethinking Knowledge, Power, and Education

ENGLISH

From Epistemic Authority to Generative Relation

Rethinking Knowledge, Power, and Education

Wanhong Huang (huangwanhong@serendip.ngo)

Abstract

This paper joins two claims. The first is a general claim about generative processes. Every relation that generates value generates power alongside it, and a generative system is complete only when it generates, from within the same relation, the mechanisms that keep its power from detaching and hardening into fixed structure. I state this as the principle of co-generated governance. The second is a claim about knowledge. Knowledge is one form of value, and it follows this general law. When knowledge accumulates and social institutions encode it as authority, it can turn from a shared medium of understanding into a possession that ranks persons and closes the space of exchange. I argue that these two claims are one claim in two registers, and that education is the practice in which the internal governance of epistemic power is either generated or forfeited. The critique targets the alienation of functional asymmetry into structural domination, and it leaves functional asymmetry itself untouched, since asymmetry of that kind is a condition of many relations working at all. The governing thesis is that the corrective to epistemic domination is the return of knowledge to relation, so that authority is compelled to keep answering to the field that produced it, rather than a reduction of knowledge or an external containment of the knower. The paper develops a generative ethics of knowledge as a set of conditions the logic of generation imposes, and closes by redefining scholarly maturity as the capacity to hold knowledge without converting it into a barrier.

Keywords: generative relation; co-generated governance; knowledge and power; epistemic authority; philosophy of education

§1 Introduction

Modern educational thought inherits a promise. The expansion of knowledge expands human freedom. The promise governs curricula, credentialing systems, and the moral self-image of the learned, and it is not false. Knowledge extends the reach of a mind, opens new concepts, and lets distant people share a common frame.

This paper attends to a condition under which the promise inverts. As a person accumulates knowledge, the people around that person sometimes withdraw. They keep a respectful distance. They fall silent in the presence of expertise. They decline to raise a question they judge too simple. The withdrawal presents itself as deference, and it hollows out the very exchange that knowledge was meant to enable. Knowledge that was to enlarge understanding has contracted the space in which understanding is shared.

I take this outcome to be structural rather than accidental, and I take its explanation to lie beyond the philosophy of education proper. The paper therefore proceeds along two spines that meet at a single point.

The first spine is a claim about generative processes as such. Wherever value is generated through relation, power is generated in the same motion, because value once produced is unevenly held, and uneven holding is what power names. A system that generates value without generating any counter-force against the fixation of that power will see its power detach from relation and harden into structure. A sustainable generative system must therefore generate, internally, the mechanism that keeps power bound to its relational origin. I state this claim as the principle of co-generated governance, that a generative system is complete only when the mechanisms governing its generated power are themselves generated by the same relation that generates the value. This is the ethical core, and it is an ethics of anti-fixation generated within relation rather than a restraint imposed from outside.

The second spine is a claim about knowledge. Knowledge is one form of value among many. It is generated, held, and exchanged, and it confers advantage on those who hold it. It therefore obeys the general law. The knowledge relation generates understanding and generates epistemic power together, and it turns oppressive precisely when the power detaches from the relation and becomes an attribute of a person, a credential, or an institution.

The two spines meet at relation. The general ethics locates the anti-fixation mechanism in relation, and the theory of knowledge locates the correction of epistemic domination in the return of knowledge to relation. The thesis of the paper is that these are the same location. What follows sets out the general law, applies it to knowledge, locates the point at which epistemic power detaches, specifies the kind of relation that holds power bound and the boundary within which the account applies, and states the ethics that follows.

§2 Generativity and Its Shadow

I begin with the general structure, since the account of knowledge is a special case of it.

Value takes many forms. Material wealth is one form. Recognition, attention, and standing are others. Knowledge belongs among them. Across these forms a single pattern holds wherever value is produced through relation. The generation of value and the generation of power are two faces of one process. A relation produces new value. The new value produces new differences in capacity, influence, and access. Those differences constitute a distribution of power. No intention is required for the sequence to run. It runs because value, once produced, is unevenly held.

The pattern has a precedent in the analysis of material value. In its origin, accumulated material value serves to organize production and coordinate resources. Under alienation it becomes an independent force that defines the worth of persons and governs their relations. The generalization is that any generative medium is subject to this alienation, in which a means of relation turns into a power that stands over relation.

Two kinds of power must be separated at this point, since the argument turns on the difference. The first is functional asymmetry. A teacher guides a student, a physician directs a patient, a supervisor directs a doctoral candidate, and in each case one party carries a capacity the other has not yet developed and applies it toward a shared end. Asymmetry of this kind is a condition of the relation working at all, and it is not the target of the critique. The second is structural domination, in which the asymmetry ceases to serve the shared end and begins to serve its own preservation, so that the holding of knowledge becomes a standing entitlement to speak and the withholding of it a standing disqualification of others. What the paper opposes is asymmetry that has become a self-preserving structure, and the mere fact of asymmetry falls outside the critique.

The passage from the one to the other has a name, and naming it closes the logic. Power does not turn into fixed structure by necessity. It turns into fixed structure through alienation. The full sequence runs from relation to value to power to alienation to structure, and the fourth term is the true site of transformation. A relation generates value, the value generates a distribution of power, and so far nothing pathological has occurred, since the power remains answerable to the relation that produced it. Alienation is the moment at which the power detaches from that relation and begins to stand over it. Structure is the settled result. The question of governance is therefore the question of how to prevent the fourth step, and it is not a question of suppressing the third.

The recognition reframes the ethical question. The aim cannot be the abolition of power, since the abolition of power would require the abolition of value generation, and a relation that generates nothing sustains no one. Power is the shadow that generativity casts, and a thing casts no shadow only when it produces no light. The question concerns what becomes of power after it is generated, and specifically whether it is allowed to alienate.

Here two responses divide. External restraint lets value be generated, lets power appear, and then presses on the power from outside through an institution built to contain it. The restraint arrives against the process and after it. Internal restraint lets the relation that generates value also generate a force that resists the fixation of the power, so that generation stays open. The restraint arrives from within the process and as part of it.

The two responses differ in what they produce, and the difference is why the internal one is preferred. External restraint produces compliance. It sets a rule over the power and secures obedience to the rule, and the power it governs remains intact underneath, waiting for the moment the rule relaxes. It treats the symptom of fixation rather than its cause, since the cause is the detachment of power from relation and an external rule leaves that detachment in place. Internal restraint produces renewal. What limits the power is the continued generation itself, the fact that the relation keeps producing new value and keeps admitting new participants, so that no distribution of power can settle before the next round of generation unsettles it. The limiting force is therefore not supervision imposed on a static power but the ongoing generativity of the relation, which keeps the power in motion and denies it the stillness in which it would harden.

The wager of this paper is that only internal restraint is stable, and that its site is relation. The root of fixed power is the rupture of relation. Power hardens at the moment it detaches from the relation that produced it and begins to demand deference on its own account. The corrective must therefore be a mechanism that returns power to relation and keeps it there, compelling the powerful to keep answering to the field that granted them power. Stated generally: a sustainable generative system must generate mechanisms that prevent power from detaching from its relational origin and hardening into structure. Power must be kept in the condition of relation and prevented from becoming a substance.

The claim can be sharpened into a single proposition, which I will call the principle of co-generated governance. A generative system is complete only when the mechanisms that govern its generated power are themselves generated through the same relational process that generates the value. The force of the word same is the whole of the claim. A governance produced elsewhere and applied afterward is external, and it yields the compliance described above. A governance produced by the same relation that produces the value is internal, and it alone renews rather than merely restrains. On this principle the governance of a generative system is not an addition to the system, a set of rules bolted on once the value is in hand. It is a component of generativity itself, and a system that generates value without generating its own governance is, by this measure, incomplete, since it has produced the power without producing what keeps the power bound. The principle converts the ethics of the paper from a list of recommended virtues into a condition of completeness that the logic of generation imposes on any generative system whatever.

§3 Knowledge as a Form of Value

Knowledge instances the general law with unusual clarity, because the two faces of the generative process are so easily mistaken for one.

Consider the arrival of a new theory. The value side of the event is evident. A new concept appears, a new explanatory reach, a new field of practice. The power side arrives in the same instant and is easy to overlook. Who holds the right to interpret the theory? Who sets the standard by which a claim counts as valid? Who decides what qualifies as knowledge at all? Each question marks a position of power that the act of generating understanding has brought into being. The generation of understanding is at once the generation of a distribution of epistemic authority.

The alienation of knowledge follows the general arc. In its origin, knowledge helps people understand the world and enlarge their capacities. Under alienation the qualification to know becomes the mechanism that decides who holds the right to speak. Academic language grows dense past the point of necessity. Professional boundaries rise. The ordinary person is deemed unqualified to enter the discussion. Knowledge that began as an open space becomes a resource that a few control. The medium of shared understanding has turned into a structure of rank.

This is why the withdrawal described in the introduction is not, for the most part, a fear of knowledge. It is a response to a structure of power that knowledge carries once institutions have encoded it. What the deferential defer to is the encoded position rather than the understanding. The knower may hold no such intention, and the structure operates regardless, which is exactly what makes it structural. The problem of epistemic domination is therefore the general problem of value and power, read in the register of knowledge, and it reduces to the same question: how the force that resists the fixation of epistemic power can be generated together with the knowledge, and how understanding can be co-created without being extracted as the private standing of those who hold it.

§4 The Epistemic Ego

The general law says that power hardens when it detaches from relation. In the case of knowledge, the site of detachment has a specific and nameable location. It is the attachment between knowledge and self.

The danger does not reside in knowledge. It resides in the bond a person forms between their knowing and their identity. Where that bond is tight, a set of distortions follows. Criticism of a view registers as an attack on the person. Disagreement registers as a threat to standing. The defense of knowledge becomes indistinguishable from the defense of self, and at that point the knowledge has ceased to circulate in the relation and has been captured as a possession of the ego. This is the epistemic form of the detachment that the general theory describes. Knowledge becomes a substance a person owns rather than a process a relation generates.

The consequence is a closing of the field. A subject who holds knowledge as identity requires deference to secure the identity, and the requirement of deference is exactly the pressure that silences the other. The self-attachment of the knower and the withdrawal of the interlocutor are two ends of one structure.

This is also why a merely formal equality fails to correct the problem. Contemporary education prizes inclusive dialogue, participation, and equality of voice. Where the underlying relation still runs from expert to learner, these become ceremony. The forms of equality are performed while the asymmetry they were meant to dissolve remains intact, and the performance can deepen the silence it claims to cure, since it asks the deferential to speak while leaving in place every reason for their deference. Formal equality addresses the surface of the exchange and leaves the site of detachment untouched.

The corrective is a mode of holding knowledge in which knowledge stays detached from the ego and bound to the relation. This mode does not require the surrender of authority. It requires that the person cease to depend on authority for the security of their position. A scholar can hold deep knowledge and decline to convert it into a barrier to entry, because what the deferential fear is the weight of the position rather than the understanding itself, and a knower can carry knowledge without letting others feel that weight. A knower who holds knowledge in this way gives it to the field rather than keeping it as a mark of self, acts without requiring the deference of others, and guides an inquiry without ruling it. Held this way, knowledge remains in the relation that produced it, and the epistemic power it carries is kept from hardening into rank.

§5 The Generative Relation

The mode described above is a condition rather than a private virtue. It is the condition under which a certain kind of field becomes possible, and it is worth stating the structure of that field directly, since it is the positive form of everything the earlier sections describe negatively.

The argument so far leans on relation as the site of restraint, and this invites an immediate objection. Many relations dominate. The family can dominate, the lineage of master and disciple can dominate, and the sealed community can dominate, and each of these is a relation of great intensity. Relation as such therefore cannot be what limits power, and the term must be narrowed. Not every relation is generative. A generative relation is one that satisfies three conditions together, and the conditions are what let it govern the power it produces. The first is reciprocity, the condition that influence runs in both directions, so that the one who guides is also answerable to the one who is guided. The second is openness, the condition that the relation admits new participants and does not close its boundary against entry. The third is revisability, the condition that the understanding the relation produces can be reopened and revised, so that no result of the relation becomes fixed beyond challenge. Where all three hold, power cannot settle, because reciprocity keeps it answerable, openness keeps the field entrant, and revisability keeps its products in motion. Where any of the three fails, the relation persists and its generative character does not. The dominating family fails reciprocity. The sealed community fails openness. The dogmatic lineage fails revisability. These are relations, and they are not generative relations, and the distinction is what keeps the appeal to relation from proving too much.

The three conditions also mark the boundary of the theory, which is worth stating plainly, since a claim that applies everywhere explains nothing. The theory governs systems whose purpose is generation, the making of understanding, value, and capacity that did not exist before. It does not follow that every social system has this purpose. A system whose purpose is the reliable execution of a fixed function under urgency, where the good served is the correct and rapid completion of a determinate task rather than the generation of the new, will rationally organize itself around a functional asymmetry that the present theory does not ask it to dissolve. The boundary does not run between fields, since a single field contains both kinds of moment, and an inquiry into how a determinate procedure should itself be revised is generative even where the procedure’s execution is not. The boundary runs between purposes. Where a system exists to generate, the principle of co-generated governance binds it. Where a system exists to execute, another standard applies, and the confusion of the two is itself an error the distinction is meant to prevent.

Two conditions must hold together. There must be difference, and there must be safety. Difference alone, an expert facing a non-expert without safety, converts into hierarchy, which is the outcome the paper has been tracing. Safety alone, without difference, offers no stimulus and generates nothing new. The generative field is the coincidence of the two. Where a rich store of experience meets a genuine welcome of another’s distinct background, difference and safety hold together, and a new shared understanding emerges that neither party held in advance.

What emerges belongs to neither party in advance, and this is the mark of a generative relation. On the possessive picture, communication transfers a substance from the one who has it to the one who lacks it, and the most that equality can mean is that the two come to hold the same substance. Between people of unequal knowledge that equality is nearly impossible, and the pursuit of it keeps the transfer running in one direction under a gentler name. On the generative picture, the relation between the two produces a third thing that was present in neither of them at the outset. Equality then means something the possessive picture cannot state. It is the mutual recognition that each party holds the capacity to generate new meaning, and this recognition is available even where knowledge is deeply unequal, since it concerns the capacity to generate rather than the stock already held.

The distinction bears on why a relation can carry every mark of openness and still oppress. Equality is a structure before it is a technique, and technique can express that structure but cannot create it. Three layers can be distinguished. The first is the relation of social identity, in which one party is the professor and the other the student. The second is the relation of psychological attitude, in which the professor holds that the student’s thought may carry something the professor has not seen. The third is the layer of practical technique, the manner of asking, responding, and organizing discussion. Where the second layer is absent, the third becomes instrumental. A person may ask open questions, refrain from interrupting, and convene the discussion as a circle, and if the governing assumption remains that the exchange will be steered toward a conclusion the leader already holds, the other party registers the concealed asymmetry, since communication travels through attention, affect, and the treatment of uncertainty as much as through words. A dialogue conducted only to secure the eventual assent of the other is a one-directional transmission in a softer form. The requirement is that the two layers hold together. Without the inner condition the outer technique becomes a courteous hierarchy, and without the outer technique the inner condition cannot be realized in practice. The mature educator is distinguished from the ordinary transmitter of knowledge by holding both, which is to say by knowing not only the content but the means by which another is enabled to become a generator of knowledge in turn.

The educator who sustains such a field occupies a model position worth abstracting from any individual case. On the possessive picture of knowledge the teacher is the owner of knowledge and the student is its recipient, and the flow runs in one direction. On the generative picture the teacher is the creator of a condition under which the student generates their own understanding. The difference matters because a thought merely received still belongs to an external authority, while a thought a person reaches themselves enters that person’s own subjectivity and becomes genuinely their own. The generative educator therefore withholds the ready conclusion so that the other may arrive at it, which is more demanding than stating it.

Two features define this model position. The first is that standing is not used as a filter. The educator does not let position screen out a potentially valuable exchange on the basis of the interlocutor’s rank, and a person of low standing is met as a possible source of understanding rather than as a mere recipient of it. The second is that the educator’s own claims are not imposed. Understanding is elicited rather than transmitted. Together these features describe an authority that has been kept bound to relation, an authority present in the field yet declining to serve as an instrument of subordination. This is the general law satisfied in the case of knowledge. Epistemic power has been generated, and it has been kept from detaching.

The disposition is harder to enact than to describe, and the difficulty locates the real problem. A person can write at length on openness and humility and still, in every exchange, transmit the message that the other does not understand and must be corrected. Another person, holding little theoretical vocabulary, may open an unforced space as a matter of temperament. The difference lies in mode of being rather than in the quantity of knowledge held. The gap between the theory of the generative relation and the capacity to enact it is the gap the ethics of the next section must address.

§6 A Generative Ethics of Knowledge

The ethics that follows is an application of the general ethics of anti-fixation to the specific medium of knowledge. It asks for no reduction of knowledge. It asks that knowledge be kept in the condition of relation. Three principles state the requirement.

Non-appropriation

The first principle governs the bond between knowledge and self, which the fourth section identified as the site of detachment. It does not lower the standing of knowledge. It refuses the appropriation of knowledge as a mark of the self, the identification of the knowing with the identity of the knower. The knower who does not appropriate holds their knowledge as a contribution owed to a shared field rather than as evidence of a superior kind of person. Non-appropriation is the personal enactment of the general anti-fixation mechanism, and it is a structural condition rather than a moral disposition, since what it prevents is precisely the alienation identified in the second section, the detachment of power from relation at the point where knowledge fuses with self. It severs the attachment at which epistemic power would otherwise harden into rank, and it keeps the knower answerable to the field.

Epistemic hospitality

The second principle governs the relation to the one who does not yet know. It welcomes the newcomer into the space of knowing and treats that welcome as a condition of generation rather than as a concession granted from above. Hospitality is the mechanism by which difference and safety are made to coincide, and it converts the boundary that expertise erects into a threshold that others may cross. Where non-appropriation keeps power from hardening at the site of the self, hospitality keeps the field open at its edge, so that the relation continues to admit the new participants through whom further generation becomes possible.

Co-generation

The third principle governs the aim of the enterprise as a whole. The purpose of a knowledge relation is the generation of new possibility rather than the reproduction of existing knowledge in new holders. Its measure is the third thing, the understanding that neither party held in advance and that the relation between them brings into being. A relation organized for co-generation measures its success by the questions it makes askable rather than by the answers it transmits, and it keeps the value it produces in circulation rather than allowing that value to be captured as the private standing of those who already hold it. Co-generation is the positive face of the anti-extraction requirement. It names the condition under which understanding created in common remains common, and it is the point at which the ethics of knowledge rejoins the general ethics of generative systems.

The three principles are one principle differentiated by site. Non-appropriation holds the center open, hospitality holds the edge open, and co-generation holds the product in circulation. Each keeps epistemic power in the condition of relation at a different point where it would otherwise detach and fix. Together they are the internal governance that the general theory requires, realized in the medium of knowledge, and they are the principle of co-generated governance stated for the case in which the value is understanding.

§7 Conclusion

The paradox with which the paper began is not a flaw in knowledge to be corrected by reducing it. It is the shadow that every generative medium casts, and it calls for the structural response that the general theory prescribes. The generation of understanding generates epistemic power, and the response is to keep that power bound to the relation that produced it, through an internal governance rather than an external constraint. Education is the name of the practice in which this binding is learned, and the maturity of a scholar is measured by the capacity to enact it.

The claim underneath the discussion of knowledge is more general than education, and it is worth stating in its general form at the close. The question the paper finally poses concerns the conditions necessary for a generative system to remain generative, and it reaches past the narrower question of what educators ought to do. The principle of co-generated governance answers that question. A system remains generative only while the power it produces stays bound to the relation that produces it, and it stays bound only while the system generates, alongside its value, the governance that keeps power from alienating. The three principles developed for knowledge are the instance of that answer in the medium of understanding, and the same structure governs any medium through which value is generated in relation. Education is where the structure is most visible, because knowledge fuses with self more readily than most forms of value do, though the structure extends well beyond education. What the paper offers, in the end, is a general theory of the governance of generative systems, and the account of knowledge is its first application.

Real seniority, on this account, is not the accumulation of more knowledge. It is the condition reached, after knowledge enough has been accumulated, in which a person no longer needs knowledge to secure their position. The beginner is tempted to say: I know, and so I will display. The mature scholar is freer to say: I know something, and the more important matter is what we might still discover together. This is why certain figures who hold real authority are the easiest to approach. They carry the weight of authority without letting others feel it, which is to say they have kept their power in the condition of relation.

The highest form of knowledge is not the capacity to answer more questions. It is the capacity to create a space in which more people can ask meaningful ones.


中文

从认识论权威到生成性关系

重思知识、权力与教育

黄万宏 (huangwanhong@serendip.ngo)

摘要

本文接合两个主张。第一个是关于生成性过程的一般主张。每一个生成价值的关系都在同一动作中生成权力,而一个生成性系统唯当它从同一关系之内生成那些使它的权力不致脱离并硬化为固定结构的机制时,才是完整的。我把这陈述为共同生成之治理的原则。第二个是关于知识的主张。知识是价值的一种形式,而它遵循这条一般法则。当知识积累、而诸社会机构把它编码为权威时,它能从一种共享的理解媒介转成一种把人分等、并闭合交换之空间的占有物。我论证这两个主张是同一个主张的两个层面,而教育是那个认识论权力的内部治理或被生成、或被丧失的实践。这一批判所针对者是功能性不对称向结构性支配的异化,而它让功能性不对称本身不被触及,因为那一类不对称是许多关系竟能运作的一个条件。统领性的论旨是:对认识论支配的纠正是知识向关系的返回,使权威被迫持续向那生成它的场域作答,而不是知识的一次削减、或对知者的一次外部围堵。本文把一门生成性的知识伦理发展为生成之逻辑所施加的一组条件,并以把学者的成熟重新定义为持有知识而不把它转化为一道壁垒的能力而收束。

关键词: 生成性关系;共同生成之治理;知识与权力;认识论权威;教育哲学

§1 导论

现代教育思想承继一个允诺。知识的扩展扩展人的自由。这一允诺统领课程、凭证体系、以及有学问者的道德自我形象,而它并不虚假。知识延伸一个心灵的触及、开启新的概念、并让相隔遥远的人共享一个共同的框架。

本文关注一种这一允诺发生倒转的状况。当一个人积累知识时,那人周围的人有时退开。他们保持一段恭敬的距离。他们在专门知识面前沉默。他们谢绝提出一个他们判断为过于简单的问题。这一退开把自己呈现为敬让,而它掏空了知识本应使之成为可能的那份交换本身。本应扩大理解的知识,收缩了理解在其中被共享的空间。

我把这一结果当作结构性的、而非偶然的,而我把它的解释当作在于教育哲学本身之外。因此本文沿两条脊柱进行,它们相会于一个单一之点。

第一条脊柱是一个关于生成性过程本身的主张。凡价值通过关系被生成之处,权力都在同一动作中被生成,因为价值一经被生产便被不均匀地持有,而不均匀的持有便是权力所命名者。一个生成价值、而不生成任何对那权力之固定的反作用力的系统,将看见它的权力从关系脱离、并硬化为结构。因此,一个可持续的生成性系统必须在内部生成那使权力被系于它关系性起源的机制。我把这一主张陈述为共同生成之治理的原则,即一个生成性系统唯当治理它所生成之权力的诸机制,本身由那生成价值的同一关系所生成时,才是完整的。这是伦理的核心,而它是一门在关系之内被生成的反固定之伦理、而非一份从外面被施加的约束。

第二条脊柱是一个关于知识的主张。知识是众多价值形式中的一种。它被生成、被持有、被交换,而它把优势赋予那些持有它者。因此它服从这条一般法则。知识的关系一同生成理解与生成认识论权力,而它恰恰在那权力从关系脱离、并成为一个人、一份凭证、或一个机构之属性时转为压迫性的。

这两条脊柱相会于关系。一般的伦理把反固定的机制定位于关系,而知识的理论把对认识论支配的纠正定位于知识向关系的返回。本文的论旨是:这些是同一个定位。随后之论陈述那一般法则、把它应用于知识、定位认识论权力脱离之点、指定那持权力被系之关系的种类以及这一说明所适用的边界,并陈述由之而来的伦理。

§2 生成性及其阴影

我从一般结构开始,因为关于知识的说明是它的一个特例。

价值采取众多形式。物质财富是一种形式。承认、注意与地位是另一些。知识位列它们之间。横跨这些形式,一个单一的模式在凡价值通过关系被生产之处成立。价值的生成与权力的生成是一个过程的两面。一个关系生产新价值。那新价值生产在能力、影响与通达上的新差异。那些差异构成一份权力的分配。这一序列的运行不要求任何意图。它运行,因为价值一经被生产便被不均匀地持有。

这一模式在对物质价值的分析中有一个先例。在它的起源处,被积累的物质价值服务于组织生产并协调资源。在异化之下它成为一种独立的力量,它界定人的价值并统治他们的关系。这一推广是:任何生成性的媒介都受制于这一异化,其中一种关系的手段转成一种立于关系之上的权力。

在这一点上必须把两类权力分开,因为论证取决于这一差异。第一是功能性不对称。一位教师引导一个学生、一位医生指导一个病人、一位导师指导一个博士候选人,而在每一情形中一方携带一份另一方尚未发展的能力、并把它施向一个共享的目的。这一类不对称是关系竟能运作的一个条件,而它不是这一批判的目标。第二是结构性支配,其中那不对称不再服务于共享的目的、而开始服务于它自己的保全,因而知识的持有成为一份说话的长存资格、而知识的扣留成为对他人的一份长存取消资格。本文所反对者是已成为一个自我保全之结构的不对称,而不对称的单纯事实落于这一批判之外。

从这一者到那一者的过渡有一个名字,而命名它便闭合这一逻辑。权力并非由必然转成固定结构。它通过异化转成固定结构。完整的序列从关系到价值到权力到异化到结构而行,而第四个项是转变的真正场址。一个关系生成价值,那价值生成一份权力的分配,而到此为止并无任何病态发生,因为那权力仍向生成它的关系作答。异化是那权力从那关系脱离、并开始立于它之上的那一刻。结构是那安顿下来的结果。因此,治理的问题是如何防止第四步的问题,而它不是一个压制第三步的问题。

这一认识重新框定伦理的问题。目标不能是权力的废除,因为权力的废除会要求价值生成的废除,而一个什么都不生成的关系维系不了任何人。权力是生成性所投下的阴影,而一物唯当它不产生光时才不投下阴影。这一问题关切权力在它被生成之后成为什么,而具体地关切它是否被容许异化。

在此,两种回应分开。外部约束让价值被生成、让权力出现、然后通过一个被建来围堵它的机构从外面压向那权力。这一约束逆着那过程、并在它之后到来。内部约束让那生成价值的关系也生成一种抵抗那权力之固定的力量,因而生成保持敞开。这一约束从那过程之内、并作为它的一部分而到来。

这两种回应在它们所产生者上有别,而这一差异便是为何内部的那一者被优先。外部约束产生服从。它在权力之上设一条规则、并确保对那规则的顺从,而它所治理的权力在下面保持完好,等候那规则松弛的时刻。它处置固定的症状、而非它的成因,因为那成因是权力从关系的脱离、而一条外部规则让那脱离留在原处。内部约束产生更新。限制那权力者是持续的生成本身,是那关系持续生产新价值并持续接纳新参与者这一事实,因而没有任何一份权力的分配能在下一轮生成扰动它之前安顿下来。因此,那限制的力量不是被施加于一个静态权力之上的监督、而是那关系持续的生成性,它使权力保持运动、并否认它以那份它将于其中硬化的静止。

本文的赌注是:唯有内部约束是稳定的,而它的场址是关系。固定权力的根源是关系的断裂。权力在它从生成它的关系脱离、并开始以它自己的名义索求敬让的那一刻硬化。因此,纠正必须是一个把权力返回关系、并把它保持于那里的机制,迫使有权者持续向那授予他们权力的场域作答。一般地陈述:一个可持续的生成性系统必须生成那些防止权力从它关系性起源脱离、并硬化为结构的机制。权力必须被保持于关系的状态、并被防止成为一种实体。

这一主张可被锐化为一个单一命题,我将称之为共同生成之治理的原则。一个生成性系统唯当治理它所生成之权力的诸机制,本身通过那生成价值的同一关系过程而被生成时,才是完整的。“同一”一词的力量便是这一主张的全部。一个在别处被产生、并在之后被应用的治理是外部的,而它产出上文所描述的服从。一个由那生成价值的同一关系所产生的治理是内部的,而唯有它更新、而非仅仅约束。依这一原则,一个生成性系统的治理不是对该系统的一项添加,一套在价值到手之后被拴上的规则。它是生成性本身的一个组成部分,而一个生成价值、而不生成它自己之治理的系统,以这一尺度衡量,是不完整的,因为它已生产了权力、而未生产那使权力被系之物。这一原则把本文的伦理从一份被推荐之德性的清单,转换为生成之逻辑对任何生成性系统所强加的一个完整性条件。

§3 作为价值之一种形式的知识

知识以不寻常的清晰示例这条一般法则,因为这一生成性过程的两面如此易于被误当作一面。

考虑一个新理论的到来。这一事件的价值一面是显然的。一个新概念出现、一份新的解释触及、一个新的实践领域。权力一面在同一瞬间到来、而易于被忽视。谁持有解释这一理论的权利?谁设定一个主张据以算作有效的标准?谁决定什么根本算作知识?每一个问题都标记一个权力的位置,是生成理解的行动所带入存在者。理解的生成同时是一份认识论权威之分配的生成。

知识的异化遵循那一般的弧线。在它的起源处,知识帮助人理解世界并扩大他们的能力。在异化之下,知的资格成为那决定谁持有说话之权利的机制。学术语言变得密集,超过必要之点。专业的边界升起。普通人被判为无资格进入讨论。始于一个敞开空间的知识成为少数人所控制的一份资源。共享理解的媒介已转成一个等级的结构。

这便是为何导论中所描述的退开,在大部分情况下,不是对知识的一份恐惧。它是对知识一经诸机构编码便携带之权力结构的一份回应。那些敬让者所敬让者是那被编码的位置、而非那理解。知者可能不持有任何这样的意图,而那结构无论如何运作,而这恰恰是那使它成为结构性者。因此,认识论支配的问题是价值与权力的一般问题,在知识的层面上被读,而它化约为同一个问题:那抵抗认识论权力之固定的力量如何能与知识一同被生成,以及理解如何能被共同创造而不被作为持有它者的私人地位榨取出来。

§4 认识论自我

那一般法则说:权力在它从关系脱离时硬化。在知识的情形中,脱离的场址有一个具体而可命名的定位。它是知识与自我之间的依附。

危险不驻留于知识。它驻留于一个人在他们的知与他们的身份之间所结成的纽带。在那纽带紧密之处,一套扭曲随之而来。对一个观点的批评被登记为对那个人的一次攻击。异议被登记为对地位的一个威胁。对知识的辩护变得与对自我的辩护无从区分,而在那一点上那知识已停止在关系中流通、并已被作为自我的一份占有而捕获。这是那一般理论所描述之脱离的认识论形式。知识成为一个人所拥有的一种实体、而非一个关系所生成的一个过程。

其后果是场域的一次闭合。一个把知识持为身份的主体要求敬让以确保那身份,而对敬让的要求恰恰是那使他者沉默的压力。知者的自我依附与对话者的退开是一个结构的两端。

这也是为何一种仅仅形式上的平等未能纠正这一问题。当代教育珍视包容性的对话、参与、以及声音的平等。在底层的关系仍从专家行向学习者之处,这些成为仪式。平等的诸形式被表演,而它们本应消解的那份不对称保持完好,而那份表演能加深它自称要治愈的沉默,因为它要求敬让者说话、却让他们敬让的每一个理由留在原处。形式平等处置交换的表面、而让脱离的场址不被触及。

纠正是一种持有知识的方式,其中知识保持从自我脱开、并被系于关系。这一方式不要求权威的交出。它要求那个人停止依赖权威来确保他们位置的安全。一位学者能持有深厚的知识、并谢绝把它转化为一道进入的壁垒,因为敬让者所恐惧者是那位置的重量、而非那理解本身,而一个知者能携带知识而不让他人感到那重量。一个以这一方式持有知识的知者,把它给予场域、而非把它保为自我的一个标记,行动而不要求他人的敬让,并引导一场探究而不统治它。以这一方式被持有,知识保持在生成它的关系之中,而它所携带的认识论权力被保持不硬化为等级。

§5 生成性关系

上文所描述的方式是一个条件、而非一份私人德性。它是一种场域据以成为可能的条件,而值得直接陈述那场域的结构,因为它是前诸节以否定方式所描述之一切的肯定形式。

到此为止的论证倚于关系作为约束的场址,而这招来一个立即的反驳。许多关系施行支配。家庭能支配、师徒的传承能支配、封闭的共同体能支配,而这些之中每一者都是一个极大强度的关系。因此,关系本身不能是那限制权力者,而这一术语必须被收窄。并非每一个关系都是生成性的。一个生成性关系是一个一同满足三个条件的关系,而这些条件是那让它治理它所生产之权力者。第一是互惠,即影响双向运行的条件,因而那引导者也向那被引导者作答。第二是敞开,即那关系接纳新参与者、并不对进入闭合它边界的条件。第三是可修订,即那关系所生产之理解能被重新开启并被修订的条件,因而那关系的任何结果都不成为固定得超出挑战。在三者都成立之处,权力无法安顿,因为互惠使它可被作答、敞开使那场域可被进入、而可修订使它的诸产物保持运动。在三者中任一者失败之处,那关系持续、而它生成性的品格不然。施行支配的家庭在互惠上失败。封闭的共同体在敞开上失败。教条的传承在可修订上失败。这些是关系,而它们不是生成性关系,而这一区分是那使对关系的诉诸不至证明过多者。

这三个条件也标记这一理论的边界,而值得平实地陈述它,因为一个处处适用的主张什么都不解释。这一理论治理其目的是生成的诸系统,即制造先前不存在之理解、价值与能力。并不因此可得每一个社会系统都有这一目的。一个其目的是在紧迫之下可靠地执行一个固定功能的系统,其中所服务的善是一个确定任务的正确而迅速的完成、而非新者的生成,将合理地围绕一份本理论并不要求它消解的功能性不对称来组织自身。这一边界不在诸领域之间运行,因为一个单一的领域包含两类环节,而一场关于一个确定程序本身应如何被修订的探究是生成性的,即便在那程序的执行不是之处。这一边界在诸目的之间运行。在一个系统为生成而存在之处,共同生成之治理的原则约束它。在一个系统为执行而存在之处,另一个标准适用,而把二者混淆本身是这一区分意在防止的一个错误。

两个条件必须一同成立。必须有差异,而必须有安全。差异独存,即一个专家面对一个非专家而无安全,转成等级,即本文一直在追踪的那个结果。安全独存,无差异,不提供任何刺激、并什么都不生成。生成性的场域是这两者的重合。在一份丰富的经验储备遇见对另一者独特背景的一份真诚欢迎之处,差异与安全一同成立,而一份任一方都不曾预先持有的新的共享理解涌现。

所涌现者不预先归属于任一方,而这是一个生成性关系的标记。依占有性的图景,沟通把一种实体从持有它者转移给匮乏它者,而平等所能意味的至多是这两者来持有相同的实体。在知识不平等的人之间,那份平等几乎不可能,而对它的追求使那转移以一个更温和的名字持续单向运行。依生成性的图景,这两者之间的关系产生一个在起初二者中都不在场的第三物。那么平等便意味着占有性图景所无法陈述之物。它是那份相互的承认,即每一方都持有生成新意义的能力,而这一承认即便在知识深度不平等之处也可得,因为它关切生成的能力、而非那已被持有的存量。

这一区分关乎为何一个关系能携带敞开的每一个标记、却仍施行压迫。平等在它是一门技术之前是一个结构,而技术能表达那结构、却无法创造它。三个层面可被区分。第一是社会身份的关系,其中一方是教授、而另一方是学生。第二是心理态度的关系,其中教授持有学生的思想可能携带某种教授不曾看见之物。第三是实践技术的层面,即提问、回应与组织讨论的方式。在第二个层面缺席之处,第三个变得工具性的。一个人可以提出敞开的问题、克制自己不打断、并把讨论召集为一个圆圈,而若那统领性的假定仍是那交换将被朝向一个领导者已然持有之结论操控,另一方便登记那被隐藏的不对称,因为沟通如通过词语一般也通过注意、情动、以及对不确定的处置而行进。一场仅为确保他者最终之赞同而进行的对话是一种更柔和形式的单向传输。要求是那两个层面一同成立。没有那内部的条件,外部的技术成为一种彬彬有礼的等级,而没有那外部的技术,内部的条件无法在实践中被实现。成熟的教育者与知识的寻常传输者相区别,在于持有两者,也就是说,在于不仅知道内容、而且知道那使另一者能够转而成为一个知识生成者的手段。

维系这样一个场域的教育者占据一个值得从任何个别情形中抽象出来的模型位置。依知识的占有性图景,教师是知识的所有者、而学生是它的接受者,而那流动单向运行。依生成性的图景,教师是一种条件的创造者,学生据以在其下生成他们自己的理解。这一差异要紧,因为一个仅仅被接受的思想仍归属于一个外部权威,而一个人自己抵达的思想进入那个人自己的主体性、并成为真正他们自己的。因此,生成性的教育者扣住那现成的结论、以便他者可以抵达它,而这比陈述它更为苛求。

两个特征界定这一模型位置。第一是地位不被用作一个过滤器。教育者不让位置在对话者之等级的基础上筛除一次潜在有价值的交换,而一个低地位的人被当作一个可能的理解来源、而非当作它的一个单纯接受者来相遇。第二是教育者自己的诸主张不被强加。理解被引出、而非被传输。这两个特征一同描述一种已被保持系于关系的权威,一种在场域中在场、却谢绝充当一件从属之工具的权威。这是那一般法则在知识的情形中被满足。认识论权力已被生成,而它已被保持不脱离。

这一秉性比描述它更难被实行,而这一困难定位真正的问题。一个人能就敞开与谦逊写下长篇,却仍在每一次交换中传递那他者不理解、而必须被纠正的讯息。另一个人,持有很少的理论词汇,可能作为一件性情之事开启一个不勉强的空间。这一差异在于存在的方式、而非在于所持知识的数量。生成性关系的理论与实行它的能力之间的裂隙,是下一节的伦理所必须处置的裂隙。

§6 一门生成性的知识伦理

随后的伦理是对一般的反固定之伦理向知识这一特定媒介的一次应用。它不要求知识的任何削减。它要求知识被保持于关系的状态。三条原则陈述这一要求。

非占用

第一条原则治理知识与自我之间的纽带,即第四节所辨认为脱离之场址者。它不降低知识的地位。它拒绝把知识占用为自我的一个标记,拒绝把知与知者的身份相认同。不占用的知者把他们的知识持为一份欠于一个共享场域的贡献、而非持为一种更高种类之人的证据。非占用是一般的反固定机制的个人实行,而它是一个结构性的条件、而非一份道德的秉性,因为它所防止者恰恰是第二节所辨认的异化,即在知识与自我融合之点上权力从关系的脱离。它斩断那认识论权力否则将于其上硬化为等级的依附,而它使知者向场域可被作答。

认识论好客

第二条原则治理与那尚未知者的关系。它把新来者欢迎入知的空间、并把那份欢迎当作生成的一个条件、而非当作一份从上面被给予的让步。好客是差异与安全据以被弄得重合的机制,而它把专门知识所竖起的边界转成他人可以跨过的一道门槛。凡非占用使权力不在自我的场址上硬化,好客使那场域在它的边缘保持敞开,因而那关系持续接纳那些进一步生成据以成为可能的新参与者。

共同生成

第三条原则治理整个事业的目标。一个知识关系的目的是新可能性的生成、而非既有知识在新持有者中的再生产。它的尺度是那第三物,即任一方都不曾预先持有、而它们之间的关系所带入存在之理解。一个为共同生成而组织的关系以它所使之成为可问之问题、而非以它所传输之答案来度量它的成功,而它把它所生产的价值保持于流通、而非容许那价值被作为那些已持有它者的私人地位而捕获。共同生成是反榨取要求的肯定之面。它命名那共同创造之理解据以保持共同的条件,而它是知识的伦理重新接合生成性系统之一般伦理之点。

这三条原则是一条按场址被区分的原则。非占用使中心保持敞开,好客使边缘保持敞开,而共同生成使产物保持于流通。每一者在一个不同的、权力否则将于其上脱离并固定之点上,把认识论权力保持于关系的状态。它们一同是那一般理论所要求的内部治理,在知识的媒介中被实现,而它们是共同生成之治理的原则,为那价值是理解的情形被陈述。

§7 结论

本文由之开始的悖论不是知识中一个有待被通过削减它来纠正的缺陷。它是每一个生成性媒介所投下的阴影,而它呼唤那一般理论所规定的结构性回应。理解的生成生成认识论权力,而回应是把那权力保持系于生成它的关系,通过一种内部治理、而非一份外部约束。教育是那份这一系结被学得之实践的名字,而一位学者的成熟以实行它的能力被度量。

那在关于知识之讨论之下的主张比教育更为一般,而值得在收束处以它一般的形式陈述它。本文最终提出的问题关切一个生成性系统据以保持生成性所必需的诸条件,而它伸手越过“教育者应当做什么”这一更狭窄的问题。共同生成之治理的原则回答那个问题。一个系统唯当它所生产的权力保持系于生成它的关系时才保持生成性,而它唯当那系统在它的价值之旁生成那使权力不致异化的治理时才保持被系。为知识所发展的三条原则是那个回答在理解这一媒介中的实例,而同一个结构治理任何一种价值通过关系被生成之媒介。教育是那结构最可见之处,因为知识比大多数价值形式更易于与自我融合,尽管那结构远远伸出教育之外。本文所提供者,归根到底,是一门关于生成性系统之治理的一般理论,而关于知识的说明是它的第一次应用。

依这一说明,真正的资历不是更多知识的积累。它是一种在积累了足够的知识之后所抵达的状况,其中一个人不再需要知识来确保他们的位置。初学者被诱去说:我知道,所以我将展示。成熟的学者更自由地说:我知道一些,而更重要的事情是我们或许仍可一同发现什么。这便是为何某些持有真正权威的人物最易于被接近。他们携带权威的重量而不让他人感到它,也就是说,他们已把他们的权力保持于关系的状态。

知识的最高形式不是回答更多问题的能力。它是创造一个更多人能提出有意义之问题的空间的能力。